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Section 14 · Risk Reduction

14.21 Associate Supervision

1 min readLast updated: edition

The Company policy is to monitor and supervise any Associate working with the Company at all times. Proper supervision requires cooperation from the Associate so the management of the Company (Designated Brokers, Managing Brokers and Branch Managers) can supervise the Associate properly. This protects the Associates license and the Company license as well the reputation of both parties. Continuous lack of cooperation from Associates in following Company policies, procedures, or supervision will result in termination from the Company.